-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O19dySsRsYzoHA/HwerZ5VlyqltjzQ6HYr+Z+py33lEOarzTn2h5KKvM017t9bf+ THjiahu2NbfelvU8u/fGUg== 0001072613-01-500619.txt : 20010608 0001072613-01-500619.hdr.sgml : 20010608 ACCESSION NUMBER: 0001072613-01-500619 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRAZIL FUND INC CENTRAL INDEX KEY: 0000820028 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 046576929 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39510 FILM NUMBER: 1655745 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 1-800-349-4281 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENGLAND EC3MLAJ CITY: LONDON BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 10 EASTCHEAP STREET 2: LONDON ENLAND EC3MLAJ CITY: LONDON FORMER COMPANY: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 SC 13G 1 sch13g_10718c.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Brazil Fund, Inc. ----------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 105759104 --------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (10-88) SCHEDULE 13G - -------------------- ----------- CUSIP NO. 105759104 Page 2 of 5 - -------------------- ----------- ================================================================================ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITY OF LONDON INVESTMENT GROUP PLC, a company incorporated under the laws of England & Wales - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /. (b) / /. - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION GREAT BRITAIN - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 1,732,800 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 1,732,800 WITH -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,732,800 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / /. - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.54% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* HC ================================================================================ *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 STATEMENT ON SCHEDULE 13G Item 1(a). Name of Issuer: --------------- Brazil Fund, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ Item 2(a). Names of Person Filing: ----------------------- City of London Investment Group PLC Item 2(b). Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- 10 Eastcheap London EC3M ILX England Item 2(c). Citizenship: ------------ Great Britain Item 2(d). Title of Class of Securities: ----------------------------- Common Stock Item 2(e). CUSIP Number: ------------- 105759104 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), ------------------------------------------------------------------- check whether the person filing is a: ------------------------------------- (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Advisor registered under section 203 of the Investment Advisers Act (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(ii)(F) (Note: See Item 7) (g) /X/ Parent Holding Company, in accordance with section 240.13d-1(b)(ii)(G). (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(ii)(H). Page 4 of 5 Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 1,732,800 as of 31st May, 2001 --------- (b) Percent of Class: 10.54% ------ (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,732,800 --------- (ii) shared power to vote or to direct the vote: 0 ----- (iii)sole power to dispose or to direct the disposition of: 1,732,800 --------- (iv) shared power to dispose or to direct the disposition of: 0 ----- Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------- the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------- City of London Investment Management Company Limited (IA) City of London Unit Trust Managers Limited (IA) Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 7th June, 2001 -------------- /s/ P.R. O'Sullivan ------------------------- Name: P. R. O'Sullivan Title: Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----